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Modern Financial Regulation

Af: J Ross, J Kirk Engelsk Paperback

Modern Financial Regulation

Af: J Ross, J Kirk Engelsk Paperback
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Modern Financial Regulation is a practical guide to the Financial Services Act 2012. This new legislation will bring about major structural and regulatory changes to financial services, including: • abolition of the Financial Services Authority which is to be replaced with the Financial Conduct Authority and the Prudential Regulation Authority; • introduction of light touch regulation to be replaced by far more robust regime of regulatory, civil injunctive and criminal enforcement; • a new consumer focussed investigative and prosecution authority that will regulate consumer markets • a focus on ‘principles based’ enforcement, which mirrors the approach to consumer law of the Consumer Protection from Unfair Trading Regulations The Financial Services Act 2012 amends and consolidates various statutory provisions, and dovetails with several discrete areas of financial regulation including money laundering, insider trading and cartel offences. This new guide explains how all these various strands interlock and how the new approaches are likely to work in practice. Modern Financial Regulation is essential reading for anyone who requires an understanding of the legal framework underpinning the financial services sector.
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Modern Financial Regulation is a practical guide to the Financial Services Act 2012. This new legislation will bring about major structural and regulatory changes to financial services, including: • abolition of the Financial Services Authority which is to be replaced with the Financial Conduct Authority and the Prudential Regulation Authority; • introduction of light touch regulation to be replaced by far more robust regime of regulatory, civil injunctive and criminal enforcement; • a new consumer focussed investigative and prosecution authority that will regulate consumer markets • a focus on ‘principles based’ enforcement, which mirrors the approach to consumer law of the Consumer Protection from Unfair Trading Regulations The Financial Services Act 2012 amends and consolidates various statutory provisions, and dovetails with several discrete areas of financial regulation including money laundering, insider trading and cartel offences. This new guide explains how all these various strands interlock and how the new approaches are likely to work in practice. Modern Financial Regulation is essential reading for anyone who requires an understanding of the legal framework underpinning the financial services sector.
Produktdetaljer
Sprog: Engelsk
Sider: 704
ISBN-13: 9781846615788
Indbinding: Paperback
Udgave:
ISBN-10: 184661578X
Udg. Dato: 22 mar 2013
Længde: 37mm
Bredde: 160mm
Højde: 246mm
Forlag: LexisNexis UK
Oplagsdato: 22 mar 2013
Forfatter(e): J Ross, J Kirk
Forfatter(e) J Ross, J Kirk


Kategori Lovgivning og regulering af den finansielle sektor


ISBN-13 9781846615788


Sprog Engelsk


Indbinding Paperback


Sider 704


Udgave


Længde 37mm


Bredde 160mm


Højde 246mm


Udg. Dato 22 mar 2013


Oplagsdato 22 mar 2013


Forlag LexisNexis UK

Kategori sammenhænge